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The impact of taxane-based preoperative chemotherapy in gastroesophageal signet ring cell adenocarcinomas


The benefit of preoperative chemotherapy in resectable gastroesophageal adenocarcinomas was not observed in signet ring cell subtype. However, the potential interest of taxane-based preoperative chemotherapy on this subtype is still an unresolved issue. Nineteen patients with localized signet ring cell adenocarcinomas received taxane-based regimens, and 17 patients underwent surgery. Complete resection was achieved in 80 %, and median overall survival was 40.8 months (95 % confidence interval (CI), 20.2—not reached). Even though one patient achieved a complete pathological response, seven patients had an upstaging of their tumors at surgery. The potential benefits of taxane-based chemotherapy seem to be limited to a reduced number of patients.



Signet ring cell (SRC) adenocarcinoma is a particular histological subtype of gastroesophageal adenocarcinomas (GEA) displaying a worse prognosis [1]. Even though the perioperative chemotherapy (PCT) in resectable GEA demonstrated a significant benefit in terms of overall survival (OS) compared to surgery alone [2, 3], this benefit seems to be limited to non-SRC histology [4]. This observation prompted physicians to perform surgery without preoperative chemotherapy in SRC GEA patients with a resectable disease.

Taxanes are potent microtubule-stabilizing agents with demonstrated antitumor activity in advanced GEA and with encouraging results in resectable GEA, as reported in several phase II trials [510]. The potential interest of taxane-based PCT on SRC GEA is still an unresolved issue.


Between January 2005 and December 2012, 19 patients with localized SRC GEA received taxane-based PCT from six French hospitals. (Additional file 1) Patients’ median age was 64 years (range, 41–81 years). The majority of tumors (58 %) were located in the stomach and were predominantly stage III (42 %) and II (42 %) (Table 1).

Table 1 Patient and tumors’ characteristics

Most frequent neoadjuvant chemotherapy regimens were DCF regimen in seven patients (37 %), as described in TAX-325 trial, and PET regimen in other seven patients (37 %) as previously published [5, 10]. Three patients (16 %) received TFOX regimen (Table 1).

Seventeen patients (89 %) underwent surgery. One patient presented an unexpected death (cardiac failure) after three DCF cycles and before surgery, and another patient refused surgery after eight PET cycles. Total gastrectomy was performed in eight patients (47 %) and esophagogastrectomy via abdominal and right thoracic approaches (Lewis–Santi) in seven patients (41 %). Postoperative adverse events were observed in three patients with favorable recovery (Table 1).

All 17 patients who underwent surgery had a curative-intent resection. Pathological information about surgical margins was available in 15 patients, and the pathological complete resection (R0) was achieved in 12 patients (80 %). One patient presented a complete pathological response (pCR). This patient had a T2 disease with lymph node enlargement at diagnosis. In seven patients, more advanced disease was found at surgery compared to initial staging. Two patients presented intraoperative peritoneal metastases, and five patients had T4 disease (Table 1).

After a median follow up of 26.2 months (15.5–71.5), eight patients died and nine patients progressed. The median OS was 40.8 months (95 % confidence interval (CI), 20.2—not reached), and the median PFS was 36.8 months (95 % CI, 10.0—not reached). Five-year OS and PFS rates were 30.4 % and 29.3 %, respectively (Fig. 1).

Fig. 1
figure 1

OS estimated using Kaplan Meier method


Even though our study has obvious limitations as a retrospective analysis and regarding the limited number of patients, this is the largest cohort of SRC GEA patients treated with preoperative taxane-based chemotherapy published so far. The potential benefits of taxane-based PCT seem to be limited to a reduced number of patients with SRC GEA. The high number of patients with pathological upstaging reinforces the results of Messager et al. and the recommendation to perform front line surgery in resectable SRC GEA without PCT [4]. Future efforts should be focused on developing predictive biomarkers to identify SRC GEA patients potentially sensitive to taxanes.

Future perspectives

Targeted agents have shown promising results in advanced GEA. [11] Among them, trastuzumab (in HER2 positive patients) and ramucirumab have been approved in advanced GEA. However, most SRC GEAs are HER2 negative, and ramucirumab, an antiangiogenic mAb selectively targeting VEGFR2, will hardly be developed in perioperative setting due to negative experience of bevacizumab in gastrointestinal adenocarcinomas [12, 13]. Among novel molecules in development in GEA, checkpoint inhibitors are probably the most promising. Pembrolizumab, an antiPD1 mAb was administered as monotherapy in 39 GEA patients with PD-L1 expression. Most patients have received ≥2 prior chemotherapies. An encouraging overall response rate of 22 % and the 6-month OS rate of 69 % were observed [14]. The expression of PD-L1 in SRC GEA is present in about 23 %, and a growing body of evidence suggests that taxane induces immunogenic cell death sustaining the potential interest to combine taxane and antiPD1 in clinical trials including SRC GEA patients [15, 16].

Pembrolizumab and other checkpoint inhibitors should be evaluated in prospective preoperative trials in GEA patients including SRC histology, probably in association with taxane-based chemotherapy. Future exhaustive molecular analysis in SRC GEA is needed to find targets for novel molecules in this chemorefractory disease.



Signet ring cell


Gastroesophageal adenocarcinomas


Preoperative chemotherapy


Overall survival


3 cycles of docetaxel, cisplatin, and 5-fluorouracil, every 3 weeks


8 cycles cisplatin, epirubicin, paclitaxel, weekly


6 cycles of docetaxel, oxaliplatin, leucovorin, and 5FU, every 2 weeks


Complete resection


Pathological complete response


Progression free survival


Human epidermal growth factor receptor 2


Monoclonal antibody


Vascular endothelial growth factor receptor 2


Programmed cell death protein 1


Programmed cell death-ligand 1


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The authors would like to thank Guadalupe Tizon for English writing assistance.

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Correspondence to Stefano Kim.

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The authors declare that they have no competing interests.

Authors’ contributions

SK conceived the study, participated in its design, acquisition and interpretation of data, and coordination, and helped to draft the manuscript. FFi participated in study design, acquisition of data and statistical analysis, and helped to draft the manuscript. SPB participated in statistical analysis and helped to draft manuscript. FG participated in acquisition. ZL participated in acquisition of data. MJ participated in acquisition of data. FFe participated in acquisition of data. FB participated in its design and statistical analysis and helped to draft the manuscript. CM participated in acquisition and interpretation of data and helped to draft the manuscript. CB conceived the study, participated in its design and interpretation of data, and helped to draft the manuscript. All authors read and approved the final manuscript.

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Kim, S., Fiteni, F., Paget-Bailly, S. et al. The impact of taxane-based preoperative chemotherapy in gastroesophageal signet ring cell adenocarcinomas. J Hematol Oncol 8, 52 (2015).

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